Alberto De Marchi ; Andreas Themelis - A penalty barrier framework for nonconvex constrained optimization

jnsao:14585 - Journal of Nonsmooth Analysis and Optimization, August 19, 2025, Volume 5 - https://doi.org/10.46298/jnsao-2025-14585
A penalty barrier framework for nonconvex constrained optimizationArticle

Authors: Alberto De Marchi 1; Andreas Themelis 2

We consider minimization problems with structured objective function and smooth constraints, and present a flexible framework that combines the beneficial regularization effects of (exact) penalty and interior-point methods. In the fully nonconvex setting, a pure barrier approach requires careful steps when approaching the infeasible set, thus hindering convergence. We show how a tight integration with a penalty scheme mitigates this issue and enables the construction of subproblems whose domain is independent of the explicit constraints. This decoupling allows us to leverage efficient solvers designed for unconstrained or suitably structured optimization tasks. The key behind all this is a marginalization step: closely related to a conjugacy operation, this step effectively merges (exact) penalty and barrier into a smooth, full domain functional object. When the penalty exactness takes effect, the generated subproblems do not suffer the ill-conditioning typical of barrier methods, nor do they exhibit the nonsmoothness of exact penalty terms. We provide a theoretical characterization of the algorithm and its asymptotic properties, deriving convergence results for fully nonconvex problems. Stronger conclusions are available for the convex setting, where optimality can be guaranteed. Illustrative examples and numerical simulations demonstrate the wide range of problems our theory and algorithm are able to cover.


Volume: Volume 5
Section: Original research articles
Published on: August 19, 2025
Accepted on: August 14, 2025
Submitted on: October 17, 2024
Keywords: Optimization and Control,49J52, 49J53, 65K05, 90C06, 90C30

Software

Is supplemented by
https://doi.org/10.5281/zenodo.11098283
De Marchi, A. (2025). Codes for "A penalty barrier framework for nonconvex constrained optimization" (Version v3, 1–). Zenodo. 10.5281/ZENODO.11098283

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